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What We Do

Banks Law Office attorneys represent individual and institutional investors and consumers from all across the country as well as outside the United States in FINRA securities arbitration and in court. Our clients come to us when they have suffered losses as a result of professional negligence, abuse, misconduct and outright fraud. Some representative areas of our practice include the following:

Non-Traded Investments: Non-traded investments can pose significant risks to investors, but lawyers with expertise in securities law can provide essential assistance in recovering lost funds when unlawful activities are involved. Recent products of interest include GWG L-Bonds and the Hospitality Investors Trust. Learn more about non-traded investments here.

Broker Misconduct: Trusting a financial advisor or broker with your hard-earned assets is a significant decision. When this trust is violated through negligence or misconduct, the consequences can be devastating. We hold brokers and financial institutions accountable for their actions. Our firm meticulously investigates cases of broker misconduct, including unauthorized trading, churning, misrepresentation, and other unethical practices. We work to protect your financial future. Learn more about Broker Misconduct and all related claims here.

Consumer Protection: Consumer rights are at the core of our practice. We understand that consumers often face a power imbalance when dealing with large corporations or financial institutions. Whether you have fallen victim to unfair lending practices, deceptive advertising, or defective products, our legal team is here to fight for your rights. We are committed to advocating for justice on behalf of consumers and ensuring that you are treated fairly in the marketplace. Learn more about consumer protection and related claims here.

Banks Law Office has recovered millions of dollars for investors in state court and on appeal in addition to recoveries made through arbitration, independent settlement, mediation, and trial by jury. If you believe that you or someone you know might be a victim of investment fraud, professional misconduct or negligence, please take advantage of our thorough, confidential, and completely complementary case analysis. Let us tell you what your option might be for recovery. We can be reached at 503.222.7475 or through our contact form.

Client Reviews

I had no clue where to turn for help. Banks was tough but polite. I give the man my total respect and unlimited endorsement. To me, he achieved the impossible.

Client

Thank you for all you did to represent us. For me you represent all that is good in the Law profession. You were honest, fair, hard working, and ethical. What more can you ask? Once again thank you for all you did.

Client

Hope you have had a great year and we wish you and yours the best in the Holiday season. We fondly and gratefully remember all the efforts you made on behalf of N*** and I. Without a doubt our lives have been changed forever by meeting you.

A Banks Law Client, 8 years later

This was an extremely well tried arbitration and the attorneys for both Claimants and Respondent H*** are to be commended for their exceptionally top quality resentations and advocacy. The Panel is aware of no other arbitration which has been favored with such an extensive array of evidence and...

Aarbitrator Opinion

The credit to you goes well beyond the financial recovery. It is all about your values and how you stand by and support your clients. Having you, personally, by our sides has made all the difference in the world. And even if we got a fraction of the recovery that we are getting, I would still feel...

Client

We want to acknowledge the hard work and tenacity of Banks Law Office in getting the legal department of Wells Fargo Bank to investigate and acknowledge the fiduciary breach- without having to go through the lengthy and costly arbitration process required under normal circumstances… We definitely...

Client

I just wanted to pass along a comment from T*** who thanked me for putting her in touch with you, and saying how appreciative she was of the work and result you obtained for her family. It was really important for her to be heard and receive some (implicit, I assume) acknowledgment of UBS’s...

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