Auction Rate Securities

ARS investments were sold to unsuspecting investors as short term cash equivalents – a place to park funds that could be needed on short notice for business capital, college expenses, and living expenses. Unfortunately, many investors have been trying unsuccessfully to sell their ARS investments for two years. If someone sold you auction rate securities by misrepresenting their liquidity, we can evaluate your situation and determine if you have a claim. We have evaluated such claims for mutual fund managers and individual investors, and have been successful through FINRA arbitration in getting brokerage firms to buy back our clients’ auction rate securities. Call Banks Law Office and speak with an experienced lawyer or fill out our confidential free evaluation form today.